Herskovits PLLC is a team of experienced and talented securities lawyers, New York-based with a national practice. As litigation and regulatory enforcement attorneys, we represent broker-dealers, financial institutions, and advisors in a variety of circumstances including:
- FINRA Investigations and Enforcement or Disciplinary Actions
- Securities Industry Employment Disputes
- FINRA Investor Claims Defense
- FINRA Investor Claims
- SEC & CFTC Whistleblower Claims
And in all other securities litigation, appeals in Federal and state courts and regulatory forums.
Securities matters are fast-moving and Herskovits PLLC lawyers are well versed in the law, well connected in the industry and we know your business. We can move fast and decisively from the first moment.
Connect the Herskovits securities and regulatory team now for a Confidential and No-Cost evaluation of your circumstance.